Self-serve tools to go alongside our advice.
The FCA Authorisation Document Toolkit — 45 editable documents built from our real-world experience of what the FCA actually wants to see, organised into packs so you only pay for what you need. Buy individually, or get everything in the Complete Authorisation Pack for less.
Complete Authorisation Pack
All 8 packs, all 45 documents — everything you need for FCA authorisation, in one purchase.
£200 (vs £250 bought separately)
Buy Complete PackEight packs, priced separately
AML Pack
6 documents — AML policy, incident register, business-wide risk assessment, sanctions screening, conflicts of interest and gifts & hospitality registers
£35
Buy nowComplaints Pack
3 documents — Complaints Procedure, Complaints Register, Compliance Breach Log
£15
Buy nowCompliance Monitoring Pack
13 documents — monitoring plan & programme policy, data protection policy and registers, DPIA register, corrective actions, and more
£35
Buy nowCustomer Due Diligence Pack
5 documents — CDD & Enhanced DD policies, checklists, customer vulnerability policy and CDD register
£45
Buy nowSenior Management Pack
SM&CR Statement of Responsibilities, FIT and Proper Questionnaire
£35
Buy nowConsumer Duty Pack
8 documents — implementation plan, outcome MI, target market & fair value registers, financial promotions policy and controls
£25
Buy nowTraining Pack
6 documents — training & competence policy, training matrix, training log, competence register, CPD log
£25
Buy nowDocuments are delivered by email straight after purchase. Questions before you buy? Get in touch.